Brokerage Firms

Jacobson Law P.A. is a boutique litigation law firm that represents select broker-dealers, registered investment advisors, family offices, and other financial companies and institutions in investment and employment disputes and regulatory inquiries, investigations, and examinations. We also have extensive experience conducting internal investigations to evaluate a firm’s litigation and regulatory exposure and developing successful strategies for resolving any potential issues that are uncovered.

If your firm has a dispute with a customer or employee; if your firm is the subject of an actual or potential regulatory investigation; or if your firm needs to conduct an internal investigation, contact Jacobson Law P.A. We can help you.