Jacobson Law P.A. is a boutique litigation law firm dedicated to representing honest advisors (including brokers, registered representatives, financial advisors, financial planners, account executives, and investment advisors) in investment disputes, employment disputes, regulatory investigations, and whistleblower cases. We also have extensive experience expunging reportable disclosures from advisors’ public and private Central Registration Depository (“CRD”) records maintained by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and from other regulatory records.
If you have been named as a defendant or respondent in a complaint by filed by a customer, or if you find yourself to be the subject of a regulatory investigation, contact Jacobson Law P.A. If you have information of violations of the federal securities laws or U.S. tax laws (or any other laws) and wish to explore your options — and potential monetary awards — contact Jacobson Law P.A. If you want to remove an old customer complaint or any other reportable disclosure from your CRD, contact Jacobson Law P.A. We can help you.